Amani Gaballa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Amani Gaballa, who also goes by Amani Hanna, was a registered financial professional .
Amani is a previously registered financial professional and started their career in finance in 1996. Amani had worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2025 - February 17, 2026
SPIREPOINT PRIVATE CLIENT, LLC
March 13, 2015 - September 1, 2025
MORGAN STANLEY
March 13, 2015 - September 1, 2025
MORGAN STANLEY
July 2, 1998 - March 17, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 25, 1998 - March 17, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 22, 1996 - July 21, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
SPIREPOINT PRIVATE CLIENT, LLC
CRD#: 327350 / SEC#: 801-128336
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPIREPOINT PRIVATE CLIENT, LLC
CRD#: 327350 / SEC#: 801-128336
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 799 |
| AUM (Assets Under Management) | $ 1,123,920,196 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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