Margaret P. Milosevich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Purcell Milosevich, who also goes by Margaret Marie Milosevich, Margaret Marie Purcell, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1986. Margaret had worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, Series 52TO, Series 7TO, Series 6TO, SIE, Series 7, Series 6, Series 27, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2020 - July 7, 2021
CRI SECURITIES, LLC
January 18, 2018 - July 7, 2021
CRI SECURITIES, LLC
January 16, 2014 - July 7, 2021
SECURIAN FINANCIAL SERVICES, INC.
March 10, 2000 - February 10, 2003
WORTHMARK FINANCIAL SERVICES, LLC
March 21, 1994 - December 31, 2013
CRI SECURITIES, LLC
May 21, 1986 - July 7, 2021
SECURIAN FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 7TO
Date: 10/6/2022
General Securities Representative ExaminationSeries 6TO
Date: 10/6/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
CRI SECURITIES, LLC
CRD#: 22589 / SEC#: 801-62434, 8-39877
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
