Keith Allan Svendby JR | Financial Professional | Maitland, Florida

Professional summary

Keith Allan Svendby JR, who also goes by Keith Allan Jr Svendby, Rusty Svendby, is a registered financial advisor currently at IHT WEALTH MANAGEMENT LLC located in Maitland, Florida and LPL FINANCIAL LLC located in Maitland, Florida.

Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Keith has worked at 8 firms and has passed the Series 63, SIE, Series 31, Series 7, Series 6, Series 24, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Keith Allan Jr Svendby | Rusty Svendby

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 3/23/2011 - KEITH SVENDBY, LLC - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - TIME SPENT 0% - FOR COMMISSIONS ONLY. NOT USED FOR ANYTHING ELSE. (2) 1/6/2012 - NO BUSINESS NAME - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - TIME SPENT 5% - FIXED ANNUITY BUSINESS. (3) 05/28/2013 - MILESTONE FINANCIAL SERVICES - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). (4) 3/29/2019 - IHT WEALTH MANAGEMENT LLC - DBA: (Hybrid) Milestone Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 03/12/2019 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through IHT WEALTH MANAGEMENT LLC, an independent investment advisor firm. I started this business activity in 03/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Allan Svendby JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 5, 2019 - Present

IHT WEALTH MANAGEMENT LLC

Office #1: 500 N. Maitland Ave. Suite 300, Maitland, FL 32751

RIA

CRD#: 171481

Maitland, FL

Current

March 23, 2011 - Present

LPL FINANCIAL LLC

Office #1: 500 North Maitland Ave #300, Maitland, FL 32751-7273

RIA

BD

CRD#: 6413

Maitland, FL

Past

May 6, 2011 - March 21, 2019

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

MAITLAND, FL

Past

June 2, 2009 - March 7, 2011

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

ORLANDO, FL

Past

May 22, 2006 - October 10, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

ORLANDO, FL

Past

April 21, 2006 - March 7, 2011

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD

CRD#: 6694

ORLANDO, FL

Past

December 15, 2000 - May 4, 2006

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ORLANDO, FL

Past

December 15, 2000 - May 4, 2006

RAYMOND JAMES & ASSOCIATES, INC.

BD

CRD#: 705

ST. PETERSBURG, FL

Past

December 15, 1995 - December 18, 2000

INVESTACORP, INC.

BD

CRD#: 7684

MIAMI, FL

Past

April 21, 1986 - December 13, 1995

FORESTERS FINANCIAL SERVICES, INC.

BD

CRD#: 305

EDISON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IW

IHT WEALTH MANAGEMENT LLC

CRD#: 171481 / SEC#: 801-79769

RIA

Registered Investment Advisory firm - (5/28/2014 Approved)

Florida

Registered Investment Advisory firm - (12/6/2016 Terminated)

Illinois

Registered Investment Advisory firm - (2/24/2015 Terminated)

Texas

Registered Investment Advisory firm - (12/6/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Florida
(4/14/2011)

IAR

Florida
(4/5/2019)

RR

Georgia
(11/5/2025)

RR

New York
(1/21/2025)

RR

North Carolina
(3/23/2011)

RR

South Carolina
(3/23/2011)

RR

Virginia
(1/4/2012)

RR

Wyoming
(7/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

Series 63

Date: 6/14/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 31

Date: 3/14/2008

Futures Managed Funds Examination

General Industry/Product Exam

RR

Series 7

Date: 2/5/1997

General Securities Representative Examination

General Industry/Product Exam

RR

Series 6

Date: 4/18/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 8/16/2002

General Securities Principal Examination

Principal/Supervisory Exam

RR

Series 9

Date: 5/30/2001

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

RR

Series 10

Date: 4/9/2001

General Securities Sales Supervisor - General Module Examination

SRO Registrations

RR

FINRA

Current Firm

IW

IHT WEALTH MANAGEMENT LLC

CRD#: 171481 / SEC#: 801-79769

RIA

Registered Investment Advisory firm - (5/28/2014 Approved)

Florida

Registered Investment Advisory firm - (12/6/2016 Terminated)

Illinois

Registered Investment Advisory firm - (2/24/2015 Terminated)

Texas

Registered Investment Advisory firm - (12/6/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606

Mailing Address

Phone number

(855) 295-2828

Established

Firm type

Fiscal year end

# of Employees

179

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	23,131
AUM (Assets Under Management)	$ 6,376,084,483

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Keith A. Svendby

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Allan Svendby JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

INDEPENDENT FINANCIAL PARTNERS

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

INVESTACORP, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

IHT WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/14/1994

SIE

Date: 10/1/2018

Series 31

Date: 3/14/2008

Series 7

Date: 2/5/1997

Series 6

Date: 4/18/1986

Series 24

Date: 8/16/2002

Series 9

Date: 5/30/2001

Series 10

Date: 4/9/2001

FINRA

Current Firm

IHT WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IHT WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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