Luann T. Neuman

KUSSKE FINANCIAL

Burnsville, MN 55337

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CRD#: 1493183

Professional summary

Luann Thompson Neuman, who also goes by Lu Neuman, Luann Thompson, Lu Thompson, is a registered financial advisor currently at KUSSKE FINANCIAL, INC. located in Burnsville, Minnesota.

Luann is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Luann has worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lu Neuman | Luann Thompson | Lu Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Gallagher Fiduciary Advisors;investment related;11980 Portland Ave S,Burnsville,MN 55337;investment advisory services;client servicing;8/8/2023;60 hrs/month;60 hrs during trading;service client accounts,take instructions for withdrawals 2)Kusske Financial,Inc;investment related;11980 Portland Ave,Burnsville,MN 55337;corporation;investment advisor representative;10/1/2018;160 hrs/month;130 hrs during trading;registered assistant 3)Notary;not investment related;11980 Portland Ave,Burnsville,MN 55337;notarize documents;notary;1/1/1990;1 hr/month;1 hr during trading;notarize documents for clients

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luann Thompson Neuman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2020 - Present

KUSSKE FINANCIAL, INC.

Office #1: 11980 Portland Ave S, Burnsville, MN 55337

RIA

CRD#: 299967

Burnsville, MN

Past

August 23, 2024 - March 17, 2025

OSAIC WEALTH, INC.

CRD#: 23131

Burnsville, MN

Past

August 7, 2023 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

Burnsville, MN

Past

October 31, 2017 - August 7, 2023

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

Burnsville, MN

Past

February 1, 2008 - November 6, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

BURNSVILLE, MN

Past

October 31, 2005 - February 11, 2008

OSAIC SERVICES, INC.

CRD#: 133763

BURNSVILLE, MN

Past

May 19, 1992 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

December 3, 1990 - May 19, 1992

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Past

August 18, 1987 - December 20, 1988

CMP EQUITIES, INC.

CRD#: 19686

EDEN PRAIRIE, MN

Past

July 22, 1986 - June 5, 1987

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(12/4/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/9/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/28/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 9/29/2005

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/6/2001

General Securities Principal Examination

Current Firm

KUSSKE FINANCIAL, INC.

CRD#: 299967 / SEC#:

Minnesota

Registered Investment Advisory firm - (1/16/2020 Approved)

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Contact information

Main Address

11980 Portland Ave S, Burnsville, MN 55337

Mailing Address

Phone number

(952) 895-6963

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 3,173,558

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Luann T. Neuman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luann Thompson Neuman's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

INDEPENDENT FINANCIAL GROUP, LLC

NATIONAL PLANNING CORPORATION

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CMP EQUITIES, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 9/9/2020

Series 63

Date: 1/28/2000

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/19/1986

Series 53

Date: 9/29/2005

Series 24

Date: 3/6/2001

Current Firm

KUSSKE FINANCIAL, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KUSSKE FINANCIAL, INC.

TRUST BUT VERIFY

Contact information

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