Todd A. Littel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Anthony Littel, who also goes by Todd A Littel, was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1995. Todd had worked at 5 firms and has passed the Series 65, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2018 - December 9, 2021
FILBRANDT WEALTH MANAGEMENT, LLC
August 10, 2016 - February 21, 2018
FILBRANDT INVESTMENT ADVISERS INCORPORATED
November 24, 2006 - June 5, 2009
RIVERSOURCE DISTRIBUTORS, INC.
January 18, 2005 - December 31, 2006
IDS LIFE INSURANCE COMPANY
January 18, 2005 - July 24, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
November 28, 1995 - May 21, 2004
IDS LIFE INSURANCE COMPANY
November 28, 1995 - May 21, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FILBRANDT WEALTH MANAGEMENT, LLC
CRD#: 291914 / SEC#: 801-112390
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
