Darwin R. Martinez
Professional summary
Darwin R Martinez was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Darwin is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Darwin had worked at 8 firms, which includes THE THORNWATER COMPANY L.P., MASON HILL & CO. INC., STATE CAPITAL MARKETS CORPORATION, GRUNTAL & CO. L.L.C., PRUDENTIAL EQUITY GROUP LLC, MOSELEY SECURITIES CORPORATION, ROONEY PACE INC., J.P. MORGAN SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2000 - February 24, 2003
THE THORNWATER COMPANY, L.P.
October 30, 1996 - October 6, 2000
MASON HILL & CO., INC.
January 16, 1995 - September 26, 1995
STATE CAPITAL MARKETS CORPORATION
September 11, 1992 - January 20, 1995
GRUNTAL & CO., L.L.C.
April 23, 1990 - August 27, 1992
PRUDENTIAL EQUITY GROUP, LLC
March 7, 1988 - May 4, 1990
GRUNTAL & CO., L.L.C.
September 14, 1987 - March 8, 1988
MOSELEY SECURITIES CORPORATION
November 19, 1986 - February 4, 1987
ROONEY, PACE INC.
October 22, 1986 - November 20, 1986
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE THORNWATER COMPANY, L.P.
CRD#: 36195 / SEC#: , 8-47178
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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