Kathryn A. Tenison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathryn Anne Tenison, who also goes by Kathryn Tenison Arrington, Kathryn Arrington, Kathy Tenison, Kathryn Anne Tenison Arrington, was a registered financial professional .
Kathryn is a previously registered financial professional and started their career in finance in 1986. Kathryn had worked at 6 firms and has passed the Series 63, SIE, Series 50, Series 7, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2012 - October 22, 2014
ESTRADA HINOJOSA & COMPANY, INC.
August 17, 2012 - July 19, 2019
ESTRADA HINOJOSA & COMPANY, INC.
January 9, 2004 - August 13, 2012
BOK FINANCIAL SECURITIES, INC.
January 9, 2004 - August 13, 2012
BOK FINANCIAL SECURITIES, INC.
September 22, 1993 - July 8, 2003
MORGAN STANLEY DW INC.
September 22, 1993 - July 8, 2003
MORGAN STANLEY DW INC.
August 7, 1990 - July 29, 1993
CAPITOL SECURITIES GROUP, INC.
November 13, 1989 - January 30, 1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
May 1, 1986 - November 13, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ESTRADA HINOJOSA & COMPANY, INC.
CRD#: 19299 / SEC#: 801-61971, 8-37440
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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