JP
Jeffrey M. Phillips
BLUEPRINT FINANCIAL ADVISORS
Greensboro, NC 27408
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CRD#: 1492362
JP
Professional summary
Jeffrey Marlin Phillips, who also goes by Jeff M Phillips, Jeff Phillips, Jeffrey M Phillips, is a registered financial advisor currently at BLUEPRINT FINANCIAL ADVISORS located in Greensboro, North Carolina and MAPLEWOOD INVESTMENTS, INC. located in Greensboro, North Carolina.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Jeffrey has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeff M Phillips | Jeff Phillips | Jeffrey M Phillips
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**FIG POSITION: Life insurance and fixed annuity sales - NATURE: Business relationship with SAI preferred fixed annuity and insurance brokeragefirm- Financial Independence Group (FIG) - INVESTMENT RELATED: Yes - NUMBER OF HOURS: 10 - SECURITIES TRADING HOURS: 10 - START DATE: 7/2015 - ADDRESS: 19520 West Catawba Ave Ste 200, Cornelius NC 28031 **MIDTOWN FINANCIAL ADVISORS - DBA **GATE CITY CHARTER ACADEMY POSITION: Board Member NATURE: Elementary Charter School Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2015 ADDRESS: 123 Flemingfield Rd, Greensboro NC 27405 DESCRIPTION: Board Member overseeing the on going operations of school in partnership with National Heritage Academies (MI). **SOUTHCAP BROKERAGE GROUP LLC POSITION: Life Insurance sales NATURE: Life insurance sales with SouthCap brokerage Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/05/2015 ADDRESS: 1301-C W. Wendover Avenue, Greensboro NC 27408 DESCRIPTION: Life Insurance Sales **CITY CHARTER ACADEMY POSITION: Board Member NATURE: Elementary Charter School Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/26/2019 ADDRESS: 235 N. Edgeworth Street, Greensboro NC 27401 DESCRIPTION: Board Member overseeing the ongoing operations of school in partnership with National Heritage Academies (MI).
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Marlin Phillips's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 4, 2025 - Present
BLUEPRINT FINANCIAL ADVISORS
Office #1: 1301 W Wendover #c, Greensboro, NC 27408RIA
CRD#: 315570
Greensboro, NC
Current
August 4, 2025 - Present
MAPLEWOOD INVESTMENTS, INC.
Office #1: 1301 W Wendover #c, Greensboro, NC 27408BD
CRD#: 103723
Greensboro, NC
Past
June 14, 2024 - August 6, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
GREENSBORO, NC
Past
June 14, 2024 - August 6, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
GREENSBORO, NC
Past
June 26, 2015 - June 14, 2024
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
GREENSBORO, NC
Past
June 26, 2015 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
GREENSBORO, NC
Past
April 3, 2009 - July 7, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
GREENSBORO, NC
Past
April 3, 2009 - July 7, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
GREENSBORO, NC
Past
July 25, 2003 - April 6, 2009
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
GREENSBORO, NC
Past
July 25, 2003 - April 6, 2009
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
GREENSBORO, NC
Past
June 20, 2002 - August 13, 2003
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
GREENSBORO, NC
Past
February 11, 1997 - August 13, 2003
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
December 21, 1995 - March 6, 1997
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
December 21, 1995 - March 6, 1997
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
April 25, 1986 - August 16, 1995
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BLUEPRINT FINANCIAL ADVISORS
ACE WEALTH MANAGEMENT PARTNERS | WARREN WEALTH MANAGEMENT | RIBBON FALLS WEALTH MANAGEMENT | REFINED RETIREMENT | NAVIGEN WEALTH MANAGEMENT | MILLER WEALTH PARTNERS | MIDTOWN FINANCIAL ADVISORS | KOMARA CAPITAL PARTNERS | HEMLOCK CREEK WEALTH MANAGEMENT | GREENBEAT FINANCIAL, LLC | GREENBEAT FINANCIAL | FULCRUM WEALTH ADVISORS | BLUEPRINT FINANCIAL ADVISORS LLC | BLUEPRINT FINANCIAL ADVISORS | BLUEGRASS INVESTMENT COMPANY | BLUEGRASS CAPITAL ADVISORS
CRD#: 315570 / SEC#: 801-121848
RIA
Registered Investment Advisory firm - (7/23/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Indiana(8/18/2025)
RR
Kentucky(8/4/2025)
RR
Maryland(8/4/2025)
RR
Minnesota(9/15/2025)
RR
Missouri(8/4/2025)
IAR
North Carolina(8/4/2025)
RR
North Carolina(8/6/2025)
RR
Pennsylvania(8/4/2025)
RR
South Carolina(8/4/2025)
RR
Texas(8/4/2025)
RR
Virginia(8/4/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BLUEPRINT FINANCIAL ADVISORS
ACE WEALTH MANAGEMENT PARTNERS | WARREN WEALTH MANAGEMENT | RIBBON FALLS WEALTH MANAGEMENT | REFINED RETIREMENT | NAVIGEN WEALTH MANAGEMENT | MILLER WEALTH PARTNERS | MIDTOWN FINANCIAL ADVISORS | KOMARA CAPITAL PARTNERS | HEMLOCK CREEK WEALTH MANAGEMENT | GREENBEAT FINANCIAL, LLC | GREENBEAT FINANCIAL | FULCRUM WEALTH ADVISORS | BLUEPRINT FINANCIAL ADVISORS LLC | BLUEPRINT FINANCIAL ADVISORS | BLUEGRASS INVESTMENT COMPANY | BLUEGRASS CAPITAL ADVISORS
CRD#: 315570 / SEC#: 801-121848
RIA
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Contact information
Main Address
1100 Kenilworth Ave Suite 210, Charlotte, NC 28204
Mailing Address
Phone number
(844) 200-2568
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,298 |
| AUM (Assets Under Management) | $ 201,503,941 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BLUEPRINT FINANCIAL ADVISORS
CRD#: 315570Greensboro, NC 27408TRUST BUT VERIFY
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Contact information
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