Elliott W. Wislar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elliott Wakefield Wislar was a registered financial professional .
Elliott is a previously registered financial professional and started their career in finance in 1986. Elliott had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2009 - October 8, 2013
MANAGED ACCOUNT SERVICES, LLC
February 9, 2006 - September 12, 2008
MANAGED ACCOUNT SERVICES, LLC
September 13, 2005 - February 24, 2012
CBF ADVISORS, LLC
October 29, 2002 - April 22, 2004
UBS FINANCIAL SERVICES INC.
August 12, 2002 - April 22, 2004
UBS FINANCIAL SERVICES INC.
June 27, 1994 - October 25, 2002
FIS SECURITIES, INC.
February 18, 1992 - August 4, 1992
UJB DISCOUNT BROKERAGE CO.
February 18, 1989 - November 19, 1990
FUNDS DISTRIBUTOR, LLC
April 23, 1986 - March 4, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
MANAGED ACCOUNT SERVICES, LLC
CRD#: 133803 / SEC#: , 8-66783
Contact information
Documents
Red Flags
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