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Brian Patrick Mcmanus

CRD# 1491872·Registered 1986 - 1990
Previously Registered: Being a previously registered professional could mean that Brian is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Brian Patrick Mcmanus was a registered financial advisor. Brian was a previously registered financial professional and started their career in finance 1986 - 1990. Brian had worked at 4 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

VANDERBILT SECURITIES, INC.·CRD# 14280
BD
February 9, 1990 - May 3, 1990
J. T. MORAN & CO., INC.·CRD# 15655
BD
May 20, 1988 - February 15, 1990
SHERWOOD CAPITAL, INC.·CRD# 10474
BD
February 2, 1987 - May 21, 1988
FIRST JERSEY SECURITIES, INC.·CRD# 6621
BD
April 23, 1986 - January 31, 1987

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Current Firm

VS
VANDERBILT SECURITIES, INC.

MARTIN JARRETT, INC. | VANDERBILT SECURITIES, INC. | VANDERBILT NELSON SECURITIES, INC.

CRD#: 14280 / SEC#: 8-30209
BD
Cancelled by FINRA on 06/25/1992

Contact Information

Established

Delaware since 07/26/1983

Firm Type

Corporation

Fiscal Year End

June

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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