Brian P. Mcmanus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Patrick Mcmanus was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1986. Brian had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 1990 - May 3, 1990
VANDERBILT SECURITIES, INC.
May 20, 1988 - February 15, 1990
J. T. MORAN & CO., INC.
February 2, 1987 - May 21, 1988
SHERWOOD CAPITAL, INC.
April 23, 1986 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANDERBILT SECURITIES, INC.
CRD#: 14280 / SEC#: , 8-30209
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
