Brooks G. Oneil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brooks Gregory Oneil, who also goes by Brooks Gregory O'neil, was a registered financial professional .
Brooks is a previously registered financial professional and started their career in finance in 1987. Brooks had worked at 6 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2016 - June 4, 2025
LAKE STREET CAPITAL MARKETS, LLC
October 25, 2006 - November 23, 2015
COLLIERS SECURITIES LLC
January 12, 2006 - October 26, 2006
AVONDALE PARTNERS, LLC
January 20, 2004 - January 23, 2006
COLLIERS SECURITIES LLC
April 18, 2002 - January 23, 2004
TRIPLETREE, LLC
May 1, 2001 - September 25, 2001
THINKEQUITY LLC
January 21, 1987 - April 12, 2001
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAKE STREET CAPITAL MARKETS, LLC
CRD#: 164447 / SEC#: , 8-69101
Contact information
FINRA licenses (30 States and Territories)
Direct owners and executive officers
Red Flags
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