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GG

Gwen J. Gepfert

OAKTREE FINANCIAL PLANNING AND CONSULTING
Basking Ridge, NJ
Some features on this profile are disabled
CRD#: 1491758
GG

Professional summary

Gwen Joan Gepfert, CFP® is a registered financial advisor currently at OAKTREE FINANCIAL PLANNING AND CONSULTING located in Basking Ridge, New Jersey.

Gwen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Gwen has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gwen Joan Gepfert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2008

Experience

Current

February 13, 2008 - Present

OAKTREE FINANCIAL PLANNING AND CONSULTING

RIA
CRD#: 146022
Basking Ridge, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(2/13/2008)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/12/2008
Uniform Investment Adviser Law Examination

Current Firm

OF
OAKTREE FINANCIAL PLANNING AND CONSULTING
OAKTREE FINANCIAL PLANNING AND CONSULTING | OAKTREE FINANCIAL PLANNING AND CONSULTING, L.L.C

CRD#: 146022 / SEC#:

New Jersey
Registered Investment Advisory firm - (2/13/2008 Approved)
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Contact information

Main Address
Basking Ridge, NJ
Mailing Address
Phone number
(973) 908-8960
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OAKTREE FINANCIAL PLANNING AND CONSULTING

CRD#: 146022Basking Ridge, NJ

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