Tim A. Konicke

REVIEW SERVICES

BROOKFIELD , WI 53005

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CRD#: 1491417

Professional summary

Tim Allen Konicke, CFP® is a registered financial advisor currently at REVIEW SERVICES INC located in Brookfield , Wisconsin.

Tim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Tim has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Debt Management

Estate Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT, OUTSIDE RIA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tim Allen Konicke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1989

Experience

Current

October 11, 1991 - Present

REVIEW SERVICES INC

Office #1: 13255 W. Bluemound Rd., Suite 205, Brookfield , WI 53005

RIA

CRD#: 110277

BROOKFIELD , WI

Past

May 17, 1989 - April 7, 2006

HARBOUR INVESTMENTS, INC.

CRD#: 19258

MADISON, WI

Past

January 7, 1989 - August 30, 1989

SUPENA-NYMAN INVESTMENT CORPORATION

CRD#: 8067

Past

April 25, 1986 - December 7, 1988

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REVIEW SERVICES INC

CRD#: 110277 / SEC#: 801-39487

RIA

Registered Investment Advisory firm - (7/15/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/12/2013)

IAR

Wisconsin
(10/11/1991)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/14/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

Current Firm

REVIEW SERVICES INC

CRD#: 110277 / SEC#: 801-39487

RIA

Registered Investment Advisory firm - (7/15/1991 Approved)

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Contact information

Main Address

13255 West Bluemound Road Suite 205, Brookfield, WI 53005

Mailing Address

Phone number

(262) 784-9690

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 050625 (5/6/2025)

Regulatory assets under management

Total Number of Accounts	761
AUM (Assets Under Management)	$ 189,210,196

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2024	Cover Page	Report
01/23/2024	Cover Page	Report
10/24/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Tim A. Konicke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tim Allen Konicke's CRS (Customer Relationship Summary).

Certified licenses

Experience

REVIEW SERVICES INC

HARBOUR INVESTMENTS, INC.

SUPENA-NYMAN INVESTMENT CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

REVIEW SERVICES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/14/1986

Series 7

Date: 4/19/1986

Current Firm

REVIEW SERVICES INC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

REVIEW SERVICES INC

TRUST BUT VERIFY

Contact information

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