Terence J. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terence James Murphy, who also goes by Terray James Murphy, Terrence James Murphy, was a registered financial professional .
Terence is a previously registered financial professional and started their career in finance in 1986. Terence had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 1992 - May 12, 1994
SCHNEIDER SECURITIES, INC.
February 11, 1991 - September 2, 1992
DEL MAR SECURITIES, INC.
January 24, 1991 - February 21, 1991
NTB FINANCIAL CORPORATION
August 22, 1990 - February 22, 1991
MALONE & ASSOCIATES, INC.
April 26, 1990 - September 13, 1991
FIRST AMERICA EQUITIES CORP.
November 20, 1989 - July 18, 1990
ADVENT SECURITIES, INC.
January 16, 1989 - November 29, 1989
MARSHALL DAVIS, INC.
October 14, 1988 - January 30, 1989
KOBER FINANCIAL CORP.
February 23, 1987 - October 20, 1988
MARSHALL DAVIS, INC.
May 21, 1986 - February 18, 1987
AMERICAN FRONTEER FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCHNEIDER SECURITIES, INC.
CRD#: 16434 / SEC#: , 8-33967
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHNEIDER FINANCIAL CORP | CORPORATION | |
| BIXLER, CLARENCE LEROY JR | DIRECTOR | 22327 |
| DURAYBITO, SIEGFRIED PETER | OWNER | 1030619 |
| HINKLE, STEVEN RAY | CHIEF EXECUTIVE OFFICER/DIRECTOR | 838034 |
| KOCH, KEITH ARLAN | DIRECTOR | 1197658 |
| LOWE, TERRI ELAINE | CHIEF FINANCIAL OFFICER/DIRECTOR | 1823203 |
| MCENENY, TIMOTHY SEAN JR | OWNER | 2250543 |
| MURRAY, JAY ALAN | OWNER | 1958868 |
| NORTON, GREGORY BRUCE | DIRECTOR | 2041583 |
| OROURKE, THOMAS JOSEPH | PRESIDENT/DIRECTOR | 353467 |
| ROUSE, RICHARD JOHN | VICE-PRESIDENT/DIRECTOR | 1135898 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 17 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
