Bruce L. Carrow

CAPITAL INSIGHTS GROUP OF WNY.

BUFFALO, NY 14203

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CRD#: 1490841

Professional summary

Bruce Leyshon Carrow, CFP®, ChFC®, CLU® is a registered financial advisor currently at CAPITAL INSIGHTS GROUP OF WNY, LLC. located in Buffalo, New York.

Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Bruce has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF ORG: VALUE CAP INC......NON-INVESTMEMT RELATED, BUSINESS BROKERAGE AND CONSULTING FIRM.......ADRESS: 300 HYLAN DRIVE, #189, ROCHESTER, NY, 14623......POSITION: INDEPENDENT CONTRACTOR, FEE-BASED BUSINESS EXIT ADVISOR......40 HOURS/MONTH. .......RENTAL PROPERTY OWNER/OPERATOR: HOLLAND GLENWOOD ROAD, GLEENWOOD, NY......NON-INVESTMEMT RELATED......4 HOURS/MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Leyshon Carrow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

March 4, 2021 - Present

CAPITAL INSIGHTS GROUP OF WNY, LLC.

Office #1: 640 Ellicott Street Mailbox 10, Buffalo, NY 14203

RIA

CRD#: 282909

BUFFALO, NY

Past

August 26, 2014 - April 6, 2020

M&T SECURITIES, INC.

RIA

CRD#: 17358

BUFFALO, NY

Past

January 2, 2003 - April 6, 2020

M&T SECURITIES, INC.

CRD#: 17358

BUFFALO, NY

Past

April 11, 2000 - December 6, 2002

HSBC BROKERAGE (USA) INC.

CRD#: 6956

NEW YORK, NY

Past

November 4, 1996 - April 3, 2000

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

October 4, 1996 - October 28, 1996

NEW ENGLAND SECURITIES

CRD#: 615

Past

July 28, 1986 - October 4, 1996

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

July 28, 1986 - October 4, 1996

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL INSIGHTS GROUP OF WNY, LLC.

CRD#: 282909 / SEC#: 801-128310

RIA

Registered Investment Advisory firm - (7/10/2023 Approved)

New York

Registered Investment Advisory firm - (10/31/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/4/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/10/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

Current Firm

CAPITAL INSIGHTS GROUP OF WNY, LLC.

CRD#: 282909 / SEC#: 801-128310

RIA

Registered Investment Advisory firm - (7/10/2023 Approved)

New York

Registered Investment Advisory firm - (10/31/2023 Terminated)

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Contact information

Main Address

640 Ellicott Street Mailbox 10, Buffalo, NY 14203

Mailing Address

Phone number

(716) 309-4109

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	324
AUM (Assets Under Management)	$ 42,698,522

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bruce L. Carrow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Leyshon Carrow's CRS (Customer Relationship Summary).

Certified licenses

Experience

M&T SECURITIES, INC.

M&T SECURITIES, INC.

HSBC BROKERAGE (USA) INC.

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

CAPITAL INSIGHTS GROUP OF WNY, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/10/1986

SIE

Date: 10/1/2018

Series 7

Date: 4/19/1986

Current Firm

CAPITAL INSIGHTS GROUP OF WNY, LLC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL INSIGHTS GROUP OF WNY, LLC.

TRUST BUT VERIFY

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