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CH

Charles E. Harple

RSP INVESTMENTS
Washington, DC 20037
Some features on this profile are disabled
CRD#: 1490821
CH

Professional summary


Charles Edward Harple, who also goes by Chuck Edward Harple, is a registered financial professional currently at RSP INVESTMENTS, LLC located in Washington, District Of Columbia.

Charles is registered as a RR (Registered Representative) and started their career in finance in 1986. Charles has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Chuck Edward Harple

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Charles Edward Harple's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 2, 2015 - Present

RSP INVESTMENTS, LLC

Office #1: 2550 M Street Nw Suite 321, Washington, DC 20037
BD
CRD#: 161622
Washington, DC
Past

June 19, 1986 - July 9, 1987

PFS INVESTMENTS INC.

BD
CRD#: 10111

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(3/31/2021)
RR
California
(10/22/2018)
RR
District of Columbia
(6/2/2015)
RR
Florida
(6/3/2024)
RR
Hawaii
(2/16/2021)
RR
Illinois
(7/15/2020)
RR
Indiana
(9/19/2023)
RR
Louisiana
(8/26/2024)
RR
Maine
(8/28/2023)
RR
Maryland
(7/16/2020)
RR
Massachusetts
(10/13/2020)
RR
Michigan
(1/29/2021)
RR
Missouri
(10/8/2021)
RR
Nevada
(3/14/2024)
RR
New Hampshire
(9/20/2022)
RR
New York
(7/15/2020)
RR
Ohio
(8/29/2023)
RR
Pennsylvania
(7/17/2020)
RR
Utah
(1/3/2024)
RR
Virginia
(6/24/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 10/5/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


RI
RSP INVESTMENTS, LLC
RSP INVESTMENTS, LLC

CRD#: 161622 / SEC#: , 8-69046

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information


Main Address
2550 M Street Nw Suite 321, Washington, DC 20037
Mailing Address
2550 M Street Nw Suite 321, Washington, DC 20037
Phone number
(202) 446-0493
Established
District of Columbia since 10/07/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (20 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
RSP HOLDINGS, LLCOWNER
MAYER, JOAN KARYLECHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER6186877
SCHWERIN, ERIC DAVIDDIRECTOR
TUCKER, CLARK BOMARFINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER1977842

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RSP INVESTMENTS, LLC

CRD#: 161622Washington, DC 20037

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