Mark P. Welhouse
Professional summary
Mark Peter Welhouse was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mark is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Mark had worked at 5 firms, which includes WELHOUSE & ASSOCIATESINC., CANTELLA & CO. INC., THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, EQUITABLE ADVISORS LLC, PRUCO SECURITIES LLC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 1999 - December 31, 2015
WELHOUSE & ASSOCIATES,INC.
July 6, 1999 - February 7, 2000
CANTELLA & CO., INC.
February 27, 1998 - May 11, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 27, 1998 - May 11, 1999
EQUITABLE ADVISORS, LLC
April 22, 1986 - December 18, 1997
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
WELHOUSE & ASSOCIATES,INC.
CRD#: 111752 / SEC#:
Contact information
Red Flags
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