Douglas Richard Walker
Professional Summary
Douglas Richard Walker, who also goes by Christopher Walker, was a registered financial advisor. Douglas was a previously registered financial professional and started their career in finance 1986 - 2025. Douglas had worked at 6 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christopher Walker
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
40 years in the financial services industry
Current & Past Employments
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Current Firm
DV EQUITIES | DV SECURITIES II, LLC | DV EQUITIES, LLC
Contact Information
Main Address
425 S. Financial Place Suite 2800, Chicago, IL 60605Mailing Address
425 S. Financial Place Suite 2800, Chicago, IL 60605Phone Number
(312) 837-0649Established
Delaware since 12/09/2020Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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