Michael J. Wier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael John Wier, who also goes by Mike Wier, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1987. Michael had worked at 9 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 3, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 8, 2021 - September 15, 2022
LOOP CAPITAL MARKETS LLC
September 10, 2019 - August 17, 2021
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
July 12, 2010 - January 30, 2019
WEDBUSH SECURITIES INC.
November 27, 2008 - June 4, 2010
FINACORP SECURITIES
July 10, 2007 - November 24, 2008
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
July 21, 2006 - June 29, 2007
NORTH AMERICAN CAPITAL MARKETS, LLC
September 15, 2000 - October 20, 2006
NORTH AMERICAN CAPITAL MARKETS, INC.
March 2, 1998 - December 1, 1999
RBC CAPITAL MARKETS, LLC
April 4, 1989 - March 2, 1998
DAIN RAUSCHER INCORPORATED
May 21, 1987 - April 17, 1989
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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