George H. Tamura
Professional summary
George Hiromu Tamura was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
George is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, George had worked at 4 firms, which includes IBIS SECURITIES LLC, MARK PRESSMAN ASSOCIATES AND/OR MPA, WESTHOFF CONE & HOLMSTEDT, FIRST CALIFORNIA CAPITAL MARKETS GROUP INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 6, 1996 - March 4, 2003
IBIS SECURITIES, LLC
May 15, 1992 - June 26, 1996
MARK PRESSMAN ASSOCIATES AND/OR MPA
June 8, 1990 - May 6, 1992
WESTHOFF, CONE & HOLMSTEDT
March 27, 1987 - April 24, 1989
FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.
State Registrations and Notice Filings
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Exams
Current Firm
IBIS SECURITIES, LLC
CRD#: 38538 / SEC#: , 8-48327
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MARTIN, KENNETH ROBERT | PRESIDENT & CHIEF COMPLIANCE OFFICER | 1370989 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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