Jan M. Stecker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jan Marie Stecker, who also goes by Jan Marie Peterson, Jan Stecker, was a registered financial professional .
Jan is a previously registered financial professional and started their career in finance in 1988. Jan had worked at 11 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2020 - July 29, 2026
CHOREO, LLC
January 15, 2019 - April 20, 2020
AVANTAX ADVISORY SERVICES
January 11, 2019 - April 20, 2020
AVANTAX INVESTMENT SERVICES, INC.
December 7, 2017 - November 2, 2018
UBS FINANCIAL SERVICES INC.
December 7, 2017 - November 2, 2018
UBS FINANCIAL SERVICES INC.
November 9, 2016 - April 19, 2017
RBC CAPITAL MARKETS, LLC
November 9, 2016 - April 19, 2017
RBC CAPITAL MARKETS, LLC
January 27, 2016 - July 11, 2016
LPL FINANCIAL LLC
January 6, 2016 - July 11, 2016
LPL FINANCIAL LLC
December 10, 2013 - February 20, 2014
U.S. BANCORP INVESTMENTS, INC.
January 29, 2000 - September 4, 2001
PIPER SANDLER & CO.
March 24, 1993 - February 20, 2014
U.S. BANCORP INVESTMENTS, INC.
February 7, 1991 - March 8, 1993
CITICORP INVESTMENT SERVICES
February 1, 1989 - February 12, 1991
DOUGHERTY DAWKINS LLC
September 20, 1988 - January 25, 1989
MABON, NUGENT & CO.
Primary Firm SEC Registration
CHOREO, LLC
CRD#: 111221 / SEC#: 801-57236
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/3/2024
General Securities Representative ExaminationCurrent Firm
CHOREO, LLC
CRD#: 111221 / SEC#: 801-57236
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 25,137 |
| AUM (Assets Under Management) | $ 18,232,358,701 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 11/12/2024 | ||
| 12/20/2023 | ||
| 11/30/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
