Rodney D. Wade
MODERN WEALTH MANAGEMENT
CAMPBELL, CA 95008
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CRD#: 1489939
Professional summary
Rodney Dale Wade, AIF®, CFP® is a registered financial advisor currently at MODERN WEALTH MANAGEMENT, LLC located in Campbell, California.
Rodney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Rodney has worked at 4 firms and has passed the Series 63 and Series 7 exams.
Biography
Rodney Wade is a CERTIFIED FINANCIAL PLANNER ™ licensee and has Enrolled Agent status with the Internal Revenue Service. He received both his Bachelors degree in Finance with a minor in Economics and Masters degree in Taxation from San Jose State University. His employment in financial services dates back to 1983 and has included positions in accounting, retirement plan administration, insurance sales, investment advisory, tax planning, and tax preparation. Mr. Wade is involved in numerous industry associations including the Financial Planning Association, the National Association of Personal Financial Advisors, the National Association of Tax Practitioners, and the Alliance of Cambridge Advisors, LLC. He has been a guest speaker at many Silicon Valley groups. He has been quoted on a wide range of topics in industry publications such as Investment Advisor, Financial Planning, Financial Services Weekly, and featured on MSN’s Money Central.
Question & Answer
What are your service offerings?
Estate Planning
Investment Planning
Retirement Planning
Divorce Planning
Employee and Employer Plan Ben...
Comprehensive Financial Planni...
Tax Planning
Education Planning
Do you have an area of expertise or specialization?
Corporate Executives
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. WADE FINANCIAL ADVISORY, INC.; NOT INVESTMENT RELATED; CAMPBELL, CALIFORNIA; TAX PROFESSIONAL; START DATE: 02/1998; UP TO 20 HOURS PER MONTH DURING SECURITIES TRADING HOURS; UP TO 40 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS; TAX PREPARATION FOR INDIVIDUALS AND BUSINESSES.
CRS (Client Relationship Summary) - RIA
Click below to view Rodney Dale Wade's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1991
Experience
Current
April 1, 2025 - Present
MODERN WEALTH MANAGEMENT, LLC
Office #1: 2105 S. Bascom Avenue Suite 300, Campbell, CA 95008RIA
CRD#: 324624
CAMPBELL, CA
Past
October 26, 1993 - March 28, 2025
WADE FINANCIAL ADVISORY, INC.
RIA
CRD#: 108627
CAMPBELL, CA
Past
August 26, 1988 - February 12, 1998
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past
July 3, 1986 - August 31, 1988
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
RIA
Registered Investment Advisory firm - (5/2/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/2/2025)
IAR
Texas(4/1/2025)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
RIA
Registered Investment Advisory firm - (5/2/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13550 W 95th St., Lenexa, KS 66227
Mailing Address
Phone number
(913) 393-1000
Established
Firm type
Fiscal year end
# of Employees
150
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 18,823 |
| AUM (Assets Under Management) | $ 6,148,915,787 |
Red Flags
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Company Information
MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624Campbell, CA 95008TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
