J W. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
J William King, who also goes by Bill King, J William King, James William King, was a registered financial professional .
J is a previously registered financial professional and started their career in finance in 1997. J had worked at 14 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2019 - December 2, 2019
EASTGATE SECURITIES, LLC
May 22, 2017 - October 31, 2017
VANDERBILT SECURITIES, LLC
January 29, 2015 - June 10, 2015
MCBARRON CAPITAL LLC
June 3, 2013 - December 17, 2013
SIGNATOR INVESTORS, INC.
February 24, 2011 - May 21, 2013
GATE US LLC
December 23, 2009 - May 25, 2010
PENATES GROUP, INC.
November 3, 2008 - February 17, 2011
MCBARRON CAPITAL LLC
August 28, 2008 - October 21, 2008
GATE US LLC
February 19, 2008 - August 14, 2008
GROSSMAN & CO., LLC.
January 30, 2007 - January 2, 2008
VIEWTRADE SECURITIES, INC.
March 30, 2005 - January 5, 2007
TRANSAMERICA CAPITAL, LLC
October 20, 2004 - March 28, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 28, 2003 - October 20, 2004
QUICK & REILLY, INC.
November 24, 1998 - May 30, 2003
METROPOLITAN LIFE INSURANCE COMPANY
November 24, 1998 - May 30, 2003
MSI FINANCIAL SERVICES, INC.
November 17, 1997 - October 29, 1998
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EASTGATE SECURITIES, LLC
CRD#: 146671 / SEC#: , 8-67837
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
