Gerard M. Pollard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gerard Michael Pollard was a registered financial professional .
Gerard is a previously registered financial professional and started their career in finance in 1986. Gerard had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2015 - February 4, 2019
PATRIOT WEALTH MANAGEMENT, INC.
November 11, 1999 - April 1, 2014
INVESCO DISTRIBUTORS, INC.
January 12, 1995 - February 5, 1998
INVESCO CAPITAL MARKETS, INC.
July 3, 1986 - March 25, 1992
ADVANTAGE CAPITAL CORPORATION
July 3, 1986 - January 12, 1995
AMERICAN CAPITAL MARKETING, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PATRIOT WEALTH MANAGEMENT, INC.
CRD#: 130447 / SEC#: 801-62779
Contact information
Red Flags
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