Robert J. Knox

VENN WEALTH & BENEFIT SERVICES

DuBois, PA

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CRD#: 1489244

Professional summary

Robert John Knox JR, who also goes by Robert Knoknox, Bob Knox, is a registered financial advisor currently at VENN WEALTH & BENEFIT SERVICES, LLC located in Dubois, Pennsylvania.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Robert has worked at 16 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Knoknox | Bob Knox

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Venn Financial Solutions, previously Knox Financial, Owner/Operator since 1980. This business offer insurance and financial planning services. Mr. Knox ,at spend up 50% of his time on this activity. Venn Financial Solutions and Venn Wealth are not affiliated.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert John Knox JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2008 - Present

VENN WEALTH & BENEFIT SERVICES, LLC

RIA

CRD#: 129865

DuBois, PA

Past

January 2, 2008 - August 25, 2008

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

DUBOIS, PA

Past

November 3, 2004 - December 31, 2005

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

PITTSBURGH, PA

Past

June 13, 2003 - December 31, 2004

EASTERN POINT ADVISORS INC.

RIA

CRD#: 107123

PITTSBURGH, PA

Past

June 5, 2003 - December 31, 2005

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

April 29, 2002 - May 16, 2003

BLUE VASE SECURITIES, LLC

CRD#: 46765

WASHINGTON, PA

Past

June 17, 1998 - April 29, 2002

HACKETT ASSOCIATES, INC.

CRD#: 2106

WYOMISSING, PA

Past

December 8, 1997 - July 14, 1998

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

September 28, 1993 - January 14, 1997

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Past

March 22, 1993 - September 28, 1993

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

March 19, 1993 - September 28, 1993

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

August 22, 1991 - February 26, 1993

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Past

December 8, 1989 - March 22, 1991

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

December 8, 1989 - March 22, 1991

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

February 14, 1989 - December 5, 1989

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

June 30, 1988 - November 17, 1988

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 30, 1988 - November 17, 1988

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

May 1, 1986 - June 29, 1988

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(8/19/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/31/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/22/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/17/1987

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 9/26/1986

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 4/30/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VENN WEALTH & BENEFIT SERVICES, LLC

CRD#: 129865 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (3/8/2004 Approved)

Tennessee

Registered Investment Advisory firm - (4/17/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

210 E. Plank Road, Ste 1c, Altoona, PA 16602

Mailing Address

Phone number

(814) 943-3660

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	192
AUM (Assets Under Management)	$ 30,927,886

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert J. Knox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert John Knox JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORTER INVESTMENT MANAGEMENT, LLC

INVESTORS CAPITAL CORP.

EASTERN POINT ADVISORS INC.

INVESTORS CAPITAL CORP.

BLUE VASE SECURITIES, LLC

HACKETT ASSOCIATES, INC.

IFMG SECURITIES, INC.

IFMG SECURITIES, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

AMERICAN GENERAL EQUITY SERVICES CORPORATION

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

ADVANTAGE CAPITAL CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/31/2000

Series 63

Date: 4/22/1986

Series 7

Date: 10/17/1987

Series 22

Date: 9/26/1986

Series 6

Date: 4/30/1986

Current Firm

VENN WEALTH & BENEFIT SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VENN WEALTH & BENEFIT SERVICES, LLC

TRUST BUT VERIFY

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