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GH

George F. Harrington

FINALIS SECURITIES LLC
New York, NY 10003
Some features on this profile are disabled
CRD#: 1489119
GH

Professional summary

George Francis Harrington, who also goes by George F Harrington Jr, George Francis Harrington Jr, George Harrington, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

George is registered as a RR (Registered Representative) and started their career in finance in 1986. George has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 79, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

George F Harrington Jr | George Francis Harrington Jr | George Harrington

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view George Francis Harrington's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 20, 2021 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003
BD
CRD#: 305908
New York, NY
Past

April 22, 2020 - September 20, 2021

YOUNG AMERICA CAPITAL, LLC

BD
CRD#: 150443
MAMARONECK, NY
Past

May 6, 2019 - April 16, 2020

BRIDGE CAPITAL ASSOCIATES, INC.

BD
CRD#: 143475
Gloucester, MA
Past

July 12, 2018 - May 2, 2019

SATURN CAPITAL, INC.

BD
CRD#: 15412
ST. PETERSBURG, FL
Past

November 16, 2016 - April 16, 2018

BTIG, LLC

BD
CRD#: 122225
BOSTON, MA
Past

February 11, 2014 - June 30, 2016

CRT CAPITAL GROUP LLC

BD
CRD#: 28830
Boston, MA
Past

May 16, 2005 - February 3, 2014

JONESTRADING

BD
CRD#: 6888
BOSTON, MA
Past

April 15, 1998 - May 17, 2005

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

April 14, 1993 - April 21, 1998

JPMSI

BD
CRD#: 15733
NEW YORK, NY
Past

May 5, 1986 - April 1, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/21/2023)
RR
Delaware
(4/1/2025)
RR
Maine
(11/30/2021)
RR
Maryland
(10/15/2024)
RR
Massachusetts
(9/20/2021)
RR
New Jersey
(10/30/2023)
RR
Pennsylvania
(8/1/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 5/21/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 11/8/2017
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 3/18/2006
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 4/19/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/10/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FINALIS SECURITIES LLC
DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
228 Park Ave South Suite 85550, New York, NY 10003
Mailing Address
228 Park Ave South Suite 85550, New York, NY 10003
Phone number
(800) 962-0418
Established
Delaware since 09/10/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FINALIS, INC.HOLDING COMPANY
AZARY, DENNIS MICHAELCEO/CCO/FINOP2384263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINALIS SECURITIES LLC

CRD#: 305908New York, NY 10003

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