William M. Tobias
Professional summary
William Morris Tobias is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1995. William has worked at 6 firms and has passed the Series 99TO, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Morris Tobias's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 4, 2004 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008August 21, 2018 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
March 26, 2013 - October 3, 2016
BROKERTEC AMERICAS LLC
December 16, 2002 - June 30, 2023
ICAP SECURITIES USA LLC
November 11, 1998 - December 12, 2002
BEECH HILL SECURITIES, INC.
December 19, 1996 - April 20, 1998
HAMPSHIRE SECURITIES CORPORATION
January 27, 1995 - November 21, 1996
TP ICAP GLOBAL MARKETS AMERICAS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
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