James R. Aljian
Professional summary
James Raymond Aljian, who also goes by James R Aljian, is a registered financial advisor currently at ALJIAN CAPITAL MANAGEMENT located in Carson City, Nevada.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. James has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Raymond Aljian's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2013 - Present
ALJIAN CAPITAL MANAGEMENT
Office #1: 600 E William Street Ste. 208, Carson City, NV 89701June 1, 2009 - September 12, 2013
MORGAN STANLEY
June 1, 2009 - September 12, 2013
MORGAN STANLEY
July 8, 1997 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
March 1, 1994 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
February 23, 1988 - March 3, 1994
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
ALJIAN CAPITAL MANAGEMENT
CRD#: 167381 / SEC#: 801-78416
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/6/2013)
(12/8/2023)
(9/29/2017)
Exams
Current Firm
ALJIAN CAPITAL MANAGEMENT
CRD#: 167381 / SEC#: 801-78416
Contact information
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,085 |
| AUM (Assets Under Management) | $ 575,811,284 |
Red Flags
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