Gregg A. Mahalich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregg Alan Mahalich was a registered financial professional .
Gregg is a previously registered financial professional and started their career in finance in 1986. Gregg had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2007 - November 2, 2016
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
February 8, 2006 - May 15, 2007
ALLIANZ LIFE FINANCIAL SERVICES, LLC
September 16, 2003 - August 25, 2005
JANUS HENDERSON DISTRIBUTORS US LLC
August 27, 1998 - December 31, 2002
DAVIS DISTRIBUTORS, LLC
October 11, 1996 - March 6, 1997
GOLDMAN SACHS & CO. LLC
December 4, 1990 - October 11, 1996
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
April 20, 1990 - November 15, 1990
PXP SECURITIES CORP.
November 30, 1989 - February 7, 1990
INTEGRATED RESOURCES MARKETING, INC.
April 21, 1986 - November 16, 1989
COREBRIDGE CAPITAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
CRD#: 40178 / SEC#: , 8-48984
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON NATIONAL LIFE INSURANCE COMPANY | OWNER | |
| ASHIOTOU, MARINA | DIRECTOR | 8157690 |
| BINIORIS, SAVVAS PANAGIOTIS | DIRECTOR | 6314984 |
| CHILDS, GARETT JAMES | DIRECTOR | 6288054 |
| CRANMORE, HILARY RAE | DIRECTOR | 4880665 |
| GOLSON, ASHLEY SUZETTE | SVP, NATIONAL SALES DESK | 5461231 |
| KAISER, HEIDI LYNN | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | 3001204 |
| LOWRY, KRISTINE MARIE | VICE PRESIDENT, FINOP AND CONTROLLER | 4168279 |
| LUEBBERS, KEVIN JAMES | SENIOR VICE PRESIDENT, NATIONAL SALES MANAGER | 4399095 |
| LUPTON, RYAN DAVID | CHIEF COMPLIANCE OFFICER | 4822827 |
| MASUCCI, GREGORY R | SVP, STRATEGIC RELATIONSHIPS | 2659967 |
| REED, ALISON RUSS | INTERIM HEAD OF DISTRIBUTION | 3241221 |
Disclosures
| Arbitration | 2 |
Red Flags
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