Keith L. Shadrick
Professional summary
Keith Lawrence Shadrick is a registered financial advisor currently at AXIA ADVISORY located in Indianapolis, Indiana.
Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Keith has worked at 4 firms and has passed the Series 63, Series 52, Series 62, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Keith Lawrence Shadrick's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 1999 - Present
AXIA ADVISORY
Office #1: 20 E. 91st St. Ste 202, Indianapolis, IN 46240March 1, 1996 - July 30, 1996
MML INVESTORS SERVICES, LLC
May 3, 1989 - March 1, 1996
G. R. PHELPS & CO., INC.
January 25, 1988 - April 17, 1989
HISTORIC SQUARE EQUITIES, INCORPORATED
Primary Firm SEC Registration
AXIA ADVISORY
CRD#: 107571 / SEC#: 801-42110
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/1/1999)
Exams
Series 62
Date: 3/1/1991
Corporate Securities Limited Representative ExaminationCurrent Firm
AXIA ADVISORY
CRD#: 107571 / SEC#: 801-42110
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 193 |
| AUM (Assets Under Management) | $ 1,840,634,834 |
Red Flags
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