Thomas B. Mcmanus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Benedict Mcmanus, who also goes by Thomas B Mcmanus, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1986. Thomas had worked at 9 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2011 - April 8, 2013
MSEC, LLC
January 15, 2008 - May 6, 2010
BOFA DISTRIBUTORS, INC.
May 10, 1999 - June 7, 2001
TUCKER ANTHONY INCORPORATED
July 16, 1998 - May 11, 1999
DB ALEX. BROWN LLC
November 26, 1996 - January 13, 1998
PRUDENTIAL EQUITY GROUP, LLC
February 27, 1996 - July 16, 1997
ROYAL PALM CAPITAL, INC.
January 21, 1994 - November 2, 1995
UBS SECURITIES LLC
August 2, 1989 - January 20, 1994
PRUDENTIAL EQUITY GROUP, LLC
March 23, 1988 - August 7, 1989
THOMSON MCKINNON SECURITIES INC.
April 23, 1986 - February 1, 1988
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSEC, LLC
CRD#: 154327 / SEC#: , 8-68627
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
