Steven J. Messina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven James Messina was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1986. Steven had worked at 16 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2002 - October 26, 2006
BASIC INVESTORS INC.
May 17, 2000 - June 17, 2002
BOLTON GLOBAL CAPITAL
November 23, 1999 - June 7, 2000
WOODSTOCK FINANCIAL GROUP, INC.
November 3, 1999 - November 19, 1999
SUNPOINT SECURITIES, INC.
September 17, 1999 - October 26, 1999
EISNER SECURITIES, INC.
April 22, 1997 - August 20, 1999
ROYCE INVESTMENT GROUP, INC.
June 13, 1996 - May 19, 1997
MEYERS POLLOCK ROBBINS, INC.
August 28, 1995 - July 10, 1996
TOLUCA PACIFIC SECURITIES CORP.
June 23, 1994 - September 6, 1995
CORTLANDT CAPITAL CORPORATION
May 6, 1991 - July 1, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 27, 1990 - May 13, 1991
SOUTH RICHMOND SECURITIES, INC.
March 23, 1990 - August 29, 1990
FIRST MONTAUK SECURITIES CORP.
February 27, 1989 - May 11, 1990
BARRETT DAY SECURITIES, INC.
November 4, 1987 - March 10, 1989
INVESTORS CENTER, INC.
December 11, 1986 - December 4, 1987
LEVCO SECURITIES CORP.
July 23, 1986 - December 6, 1986
GREENTREE SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BASIC INVESTORS INC.
CRD#: 1187 / SEC#: , 8-5468
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BELZ, RICHARD JOHN | VICE PRESIDENT FINANCIAL OPERATIONS PRINCIPAL,ROP | 1140219 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
