Marc J. Sitzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Jay Sitzer was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1986. Marc had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2000 - February 19, 2008
WINDSOR STREET CAPITAL, LP
August 31, 1998 - December 14, 2000
FAS WEALTH MANAGEMENT SERVICES, INC.
July 23, 1996 - August 31, 1998
BILTMORE SECURITIES, INC.
March 27, 1996 - August 13, 1996
GKN SECURITIES CORP.
January 3, 1992 - March 19, 1996
GRUNTAL & CO., L.L.C.
May 11, 1990 - January 10, 1992
LEHMAN BROTHERS INC.
November 17, 1986 - May 23, 1990
CIBC WORLD MARKETS CORP.
April 23, 1986 - November 25, 1986
KUHNS BROTHERS & LAIDLAW, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
