Stacey J. Blake
Professional summary
Stacey James Blake was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stacey is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Stacey had worked at 6 firms, which includes MERIT CAPITAL ASSOCIATES INC., MESIROW FINANCIAL INC., PRUDENTIAL EQUITY GROUP LLC, RAYMOND JAMES & ASSOCIATES INC., CITIGROUP GLOBAL MARKETS INC., J. B. HANAUER & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 1997 - June 15, 1999
MERIT CAPITAL ASSOCIATES, INC.
March 20, 1996 - April 4, 1997
MESIROW FINANCIAL, INC.
January 21, 1994 - March 13, 1996
PRUDENTIAL EQUITY GROUP, LLC
January 13, 1993 - February 17, 1994
RAYMOND JAMES & ASSOCIATES, INC.
January 3, 1989 - January 13, 1993
CITIGROUP GLOBAL MARKETS INC.
July 31, 1986 - January 9, 1989
J. B. HANAUER & CO.
State Registrations and Notice Filings
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Exams
Current Firm
MERIT CAPITAL ASSOCIATES, INC.
CRD#: 30576 / SEC#: , 8-45013
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 15 |
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