Jude R. Alvares
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jude Ranjith Alvares, who also goes by Peter Alvares, Ron Alvares, Tiburtius Alvares, Jude Ranjith Peter, Jude Ranjith Tiburtius, was a registered financial professional .
Jude is a previously registered financial professional and started their career in finance in 1986. Jude had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2001 - July 29, 2016
QUASAR DISTRIBUTORS, LLC
July 31, 1999 - October 4, 2001
FIRST FUND DISTRIBUTORS, INC.
March 10, 1998 - July 7, 1999
SIGNATOR FINANCIAL SERVICES, INC.
April 6, 1993 - January 5, 1998
WAMU INVESTMENTS, INC.
February 7, 1991 - April 20, 1993
CAPITAL BROKERAGE CORPORATION
July 26, 1989 - February 4, 1991
PACIFIC FIRST SECURITIES, LTD.
May 13, 1986 - September 4, 1987
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
