Brent C. Bunger

LEGACY CAPITAL GROUP CALIFORNIA

LOS GATOS, CA 95030

Some features on this profile are disabled

CRD#: 1488149

Professional summary

Brent Charles Bunger, CFP®, who also goes by Brent C Bunger, is a registered financial advisor currently at LEGACY CAPITAL GROUP CALIFORNIA, INC. located in Los Gatos, California and INTEGRITY ALLIANCE, LLC. located in Los Gatos, California.

Brent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Brent has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brent C Bunger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) 459 MONTEREY AVE LLC; Non-Investment Related; 459 Monterey Ave., Los Gatos, CA 95030; Real Estate; Owner; Start Date: 11/1/2004; 4 hours devoted monthly; 4 hours devoted monthly during trading hours; Real Estate 2.) BAER AND BUNGER FINANCIAL AND INSURANCE SERVICES; Non-Investment Related; 459 Monterey Ave, Los Gatos CA 95030; Insurance Sales; Owner; Start Date: 5/1/1997; 4 hours devoted monthly; 1 hour devoted monthly during trading hours; Insurance Sales 3.) LEGACY CAPITAL GROUP CALIFORNIA; Investment Related; 459 Monterey Ave, Los Gatos CA 95030; RIA; Owner; Start Date: 2/1/1998; 160 hours devoted monthly; 120 hours devoted monthly during trading hours; Investment Advisor servicing clients 4.) REACT INVESTMENT SOLUTIONS LLC; Investment Related; 459 Monterey Ave, Los Gatos CA 95030; RIA; Managing Member; Start Date: 06/2009; 160 hours devoted monthly; 120 hours devoted monthly during trading hours; Servicing Clients

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Charles Bunger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

July 1, 1997 - Present

LEGACY CAPITAL GROUP CALIFORNIA, INC.

Office #1: 459 Monterey Ave, Los Gatos, CA 95030

RIA

CRD#: 111436

LOS GATOS, CA

Current

November 3, 2025 - Present

INTEGRITY ALLIANCE, LLC.

Office #1: 459 Monterey Ave Ste 100, Los Gatos, CA 95030

RIA

CRD#: 139627

Los Gatos, CA

Past

June 23, 2015 - December 31, 2023

REACT INVESTMENT SOLUTIONS, LLC

RIA

CRD#: 150801

LOS GATOS, CA

Past

March 5, 2015 - November 3, 2025

LION STREET FINANCIAL, LLC

CRD#: 165828

Los Gatos, CA

Past

June 17, 1997 - January 2, 2015

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

LOS GATOS, CA

Past

January 1, 1994 - June 13, 1997

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

December 23, 1992 - January 1, 1994

CYPRESS CAPITAL CORPORATION

CRD#: 7919

Past

February 28, 1989 - December 14, 1992

LEFCOURT FINANCIAL GROUP, INC.

CRD#: 8220

MENLO PARK, CA

Past

May 7, 1986 - February 1, 1989

SIGNATOR INVESTORS, INC.

CRD#: 468

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY CAPITAL GROUP CALIFORNIA, INC.

CRD#: 111436 / SEC#: 801-69566

RIA

Registered Investment Advisory firm - (9/10/2008 Approved)

California

Registered Investment Advisory firm - (9/18/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(7/1/1997)

California
(11/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 8/22/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/18/1989

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/6/1986

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LEGACY CAPITAL GROUP CALIFORNIA, INC.

CRD#: 111436 / SEC#: 801-69566

RIA

Registered Investment Advisory firm - (9/10/2008 Approved)

California

Registered Investment Advisory firm - (9/18/2008 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

459 Monterey Avenue Suite 100, Los Gatos, CA 95030

Mailing Address

Phone number

(408) 399-6330

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEGACY ADV PART 2A 10.13.25 (11/5/2025)

Regulatory assets under management

Total Number of Accounts	2,090
AUM (Assets Under Management)	$ 608,388,867

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Ashkahn Moayedi

WELLS FARGO CLEARING SERVICES, LLC

IAR

DANVILLE, CA

Ronald Guay

FALCON WEALTH PLANNING, INC.

IAR

San Jose, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brent C. Bunger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Charles Bunger's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY ALLIANCE, LLC.

REACT INVESTMENT SOLUTIONS, LLC

LION STREET FINANCIAL, LLC

KESTRA INVESTMENT SERVICES, LLC

OSAIC WEALTH, INC.

CYPRESS CAPITAL CORPORATION

LEFCOURT FINANCIAL GROUP, INC.

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

LEGACY CAPITAL GROUP CALIFORNIA, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/22/2001

SIE

Date: 10/1/2018

Series 7

Date: 3/18/1989

Series 6

Date: 5/6/1986

FINRA

Current Firm

LEGACY CAPITAL GROUP CALIFORNIA, INC.

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEGACY CAPITAL GROUP CALIFORNIA, INC.

TRUST BUT VERIFY

Similar Advisors