Michael J. Crook
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Crook was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2001 - October 18, 2001
SHEPHERD FINANCIAL GROUP, LLC
June 11, 1999 - December 31, 1999
RE-DIRECT SECURITIES CORP
April 7, 1995 - June 9, 1999
LOCUST STREET SECURITIES, INC.
March 24, 1993 - December 31, 1993
OSAIC FS, INC.
July 3, 1986 - March 15, 1993
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SHEPHERD FINANCIAL GROUP, LLC
CRD#: 38689 / SEC#: , 8-48354
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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