Daniel R. Chappie

PENINSULA ASSET MANAGEMENT

BRADENTON, FL 34205

Some features on this profile are disabled

CRD#: 1487573

Professional summary

Daniel Robert Chappie, CFP® is a registered financial advisor currently at PENINSULA ASSET MANAGEMENT INC located in Bradenton, Florida.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Daniel has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Chappie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1996

Experience

Current

July 7, 2004 - Present

PENINSULA ASSET MANAGEMENT INC

Office #1: 1111 Third Avenue West Suite 340, Bradenton, FL 34205

RIA

CRD#: 108600

BRADENTON, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PENINSULA ASSET MANAGEMENT INC

CRD#: 108600 / SEC#: 801-17065

RIA

Registered Investment Advisory firm - (4/27/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/7/2004)

IAR

Texas
(5/9/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

PENINSULA ASSET MANAGEMENT INC

CRD#: 108600 / SEC#: 801-17065

RIA

Registered Investment Advisory firm - (4/27/1982 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1001 3rd Avenue West Suite 220, Bradenton, FL 34205

Mailing Address

Phone number

(941) 748-8680

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 PENINSULA ASSET MANAGEMENT FORM ADV PARTS 2A, 2B & 3 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	367
AUM (Assets Under Management)	$ 272,016,271

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lea Smith Johnson

OSAIC WEALTH, INC.

IAR

Bradenton, FL

John Darby

GRAHAM CAPITAL WEALTH MANAGEMENT, LLC

IAR

SARASOTA, FL

Adam Ausloos

ADVICEWORKS WEALTH ADVISORS

IAR

SARASOTA, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel R. Chappie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Chappie's CRS (Customer Relationship Summary).

Certified licenses

Experience

PENINSULA ASSET MANAGEMENT INC

Primary Firm SEC Registration

PENINSULA ASSET MANAGEMENT INC

State Registrations and Notice Filings

Exams

Current Firm

PENINSULA ASSET MANAGEMENT INC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PENINSULA ASSET MANAGEMENT INC

TRUST BUT VERIFY

Similar Advisors