Edmundo M. Valente
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edmundo M Valente, who also goes by Edmundo Amarl, Edmundo M.a. Valente, Edmundo Mascarenhas Amaral Valente, was a registered financial professional .
Edmundo is a previously registered financial professional and started their career in finance in 1986. Edmundo had worked at 4 firms and has passed the SIE, Series 3, Series 7 and Series 15 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2025 - August 4, 2025
HOLISTIC BROKERAGE, LLC
January 18, 2017 - November 16, 2020
INSIGHT SECURITIES, INC.
January 17, 2012 - December 21, 2016
INSIGNEO SECURITIES, LLC
October 29, 1986 - October 13, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 4/28/1986
Foreign Currency Options ExaminationCurrent Firm
HOLISTIC BROKERAGE, LLC
CRD#: 46001 / SEC#: , 8-51285
Contact information
FINRA licenses (21 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
