EG
Elwyn D. Guernsey
Some features on this profile are disabled
CRD#: 1487320
EG
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elwyn Douglas Guernsey, who also goes by Ed Guernsey, Elwyn Douglas Guernsey, Elwyn Douglas Douglas Guernsey, was a registered financial professional .
Elwyn is a previously registered financial professional and started their career in finance in 1992. Elwyn had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 62 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Ed Guernsey | Elwyn Douglas Guernsey | Elwyn Douglas Douglas Guernsey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Guernsey and Associates, LLC; Non-investment related;�Guernsey and Associates, LLC, 6704 A Plantation Road Pensacola FL 32504; Entity acts as the paying agent for all overhead expenses for both Guernsey and Associates LLC and Guernsey Financial LLC; Managing Partner; 01/17/1991;�Approximately 40 hours/month during securities trading hours; 51% equity owner, managing the operations of the entity. 2.Guardian Life Insurance Company of America;�Non-investment related; Guernsey and Associates, LLC, 6704 A Plantation Road Pensacola FL 32504; Acts in the capacity of sales relating to life, disability, and long-term care insurance products; Licensed insurance agent/broker; 05/01/1991; Approximately 40 hours/month during securities trading hours; Solicitation and servicing of�life, disability, and long-term care insurance products. 3.Mass Mutual Life; Non-investment related; Guernsey and Associates, LLC, 6704 A Plantation Road Pensacola FL 32504; Acts in the capacity of sales relating to life, disability, and long-term care insurance products; Licensed insurance agent/broker; 12/05/2014; Approximately 80 hours/month during securities trading hours; Solicitation and servicing of�life, disability, and long-term care insurance products. 4.Ohio National Financial Services; Non-investment related; Guernsey and Associates, LLC, 6704 A Plantation Road Pensacola FL 32504; Acts in the capacity of sales relating to life, disability, and long-term care insurance products; Licensed insurance agent/broker; 04/01/2016; Approximately 20 hours/month during securities trading hours; Solicitation and servicing of�life, disability, and long-term care insurance products. 5. Loftin Family Trust; Non-investment related; 5672 Heatherton Road Milton FL 32570;�Act in the capacity as an Administrative Trustee; Close, personal friend of the Loftin family; 01/24/2006;�Approximately 1 hour/month during non-securities trading hours; Administer distributions on an as-needed basis per the family's request. 6. Hancock Life, Crump, Phoenix Life;�Non-investment related; Guernsey and Associates, LLC, 6704 A Plantation Road Pensacola FL 32504; Acts in the capacity of policy services relating to existing in-force life, disability, and long-term care insurance policies; Licensed insurance agent/broker; 01/01/2010; Approximately 5 hours/month during securities trading hours; Acts in the capacity of policy services relating to existing in-force life, disability, and long-term care insurance policies. 7.Guernsey Financial, LLC; Investment related; Guernsey Financial, LLC, 6704 A Plantation Road Pensacola FL 32504;�50% equity owner,�managing the operations of the entity; Managing partner,�08/16/2018; Approximately 80 hours/month during securities trading hours. Acts in the capacity of an IAR for the firm as of 04/01/2019.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
June 26, 2019 - March 20, 2025
GUERNSEY FINANCIAL, LLC
RIA
CRD#: 299037
PENSACOLA, FL
Past
April 30, 2001 - February 4, 2019
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
PENSACOLA, FL
Past
May 3, 1999 - February 4, 2019
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
PENSACOLA, FL
Past
April 22, 1992 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 2/15/1990
Corporate Securities Limited Representative ExaminationCurrent Firm
GF
GUERNSEY FINANCIAL, LLC
GUERNSEY FINANCIAL, LLC
CRD#: 299037 / SEC#:
Alabama
Registered Investment Advisory firm - (10/11/2019 Approved)Florida
Registered Investment Advisory firm - (2/19/2019 Approved)North Carolina
Registered Investment Advisory firm - (11/7/2019 Approved)Texas
Registered Investment Advisory firm - (1/3/2019 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6704 Plantation Rd Suite A, Pensacola, FL 32504
Mailing Address
Phone number
(850) 476-3491
Established
Firm type
Fiscal year end
# of Employees
4
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
