Michael J. Mcconville
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Mcconville was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 12 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2011 - December 13, 2012
ALLIED BEACON PARTNERS, INC.
November 18, 2010 - August 11, 2011
SPYGLASS SECURITIES, LLC
July 10, 2008 - October 29, 2008
MORGAN PEABODY, INC.
September 20, 2000 - May 22, 2002
ROUND HILL SECURITIES, INC.
December 15, 1998 - December 11, 2000
CITICORP INVESTMENT SERVICES
July 15, 1996 - July 14, 1997
PNC BROKERAGE CORP
July 20, 1995 - July 12, 1996
HOWARD WEIL INCORPORATED
June 6, 1994 - July 21, 1995
ESSEX NATIONAL SECURITIES, LLC
August 23, 1993 - May 9, 1994
UJB DISCOUNT BROKERAGE CO.
February 10, 1992 - March 30, 1993
UJB DISCOUNT BROKERAGE CO.
March 13, 1990 - July 22, 1991
A. G. EDWARDS & SONS, INC.
May 14, 1988 - April 5, 1990
LEHMAN BROTHERS INC.
May 21, 1986 - May 14, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIED BEACON PARTNERS, INC.
CRD#: 46227 / SEC#: , 8-51357
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BEACON AQUISITION PARTNERS, INC | SHAREHOLDER | |
| MATHER, ROBERT PHILIP | PRESIDENT, CEO, CCO, CFO AND CORPORATE SECRETARY | 1764918 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
