FF
Frank Friedler
FREEGULLIVER
SANTA ROSA BEACH, FL
Some features on this profile are disabled
CRD#: 1487255
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Professional summary
Frank Friedler III, who also goes by Tripp Friedler, is a registered financial advisor currently at FREEGULLIVER, LLC located in Santa Rosa Beach, Florida.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Frank has worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tripp Friedler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Friedler is associated and affiliated with various investment-related entities and funds which FreeGulliver and/or Mr. Friedler manage, advise or promote. The existence of these associations and affiliations represent a conflict of interest. The details of the specific funds (name, nature of entity, conflicts of interest, position, and duties) are disclosed in Mr. Friedler's current ADV Part 2B Brochure Supplement and in each funds' offering documents which are provided to prospective investors. Mr. Friedler devotes approximately 10% of his time to these activities. 1) Independent Insurance Agent; Investment-related; 5500 Laurel Street, New Orleans, LA 70115; Insurance sales since 09/1996; approximately 1 hour per month during trading hours. 2) Prima Brands, LLC; Not investment-related; Manager of partnership since July 2020; Receives interest payments on loan and administrates the partnership; approximately .25 hours/month during trading hours. 3) Helpful Hound, LLC; Not investment-related; Develops and operates food courts nationwide; 2401 St. Claude Ave., New Orleans, LA 70117; Board member; Provides strategic guidance and sits on the board for a fee; Start August 2017; approx 2 hours per month during trading hours. 4) Focus Automated Equities, LLC; Investment-related; Develops proprietary technology for algorithmic trading on exchanges; 111 Veterans Memorial Blvd., Suite 250, Metairie, LA; Mr. Friedler serves on its Board of Managers and provides investment market knowledge; Start June 2015; approximately 10 hours per month, 5 hours per month during trading hours. 5) 4571 Prima Properties; Investment related; Real Estate; 5500 Laurel Street, New Orleans, LA 70115; Manager of the LLC since July 2020; approximately 1 hour per month during trading hours. 6) 6) Mr. Friedler serves as a Member of 419 Walnut, LLC. 419 Walnut, LLC is the Manager of several Funds.
CRS (Client Relationship Summary) - RIA
Click below to view Frank Friedler III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2010 - Present
FREEGULLIVER, LLC
RIA
CRD#: 117040
SANTA ROSA BEACH, FL
Past
August 29, 2006 - August 4, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
NEW ORLEANS, LA
Past
December 7, 2000 - March 7, 2001
CLARK-BARDES SECURITIES, INC.
BD
CRD#: 29094
DALLAS, TX
Past
November 24, 1999 - August 4, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
NEW ORLEANS, LA
Past
May 1, 1986 - November 29, 1999
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FL
FREEGULLIVER, LLC
FREE GULLIVER, LLC | FREEGULLIVER, LLC | FREEGULLIVER, L.L.C. | FREEGULLIVER
CRD#: 117040 / SEC#: 801-65870
RIA
Registered Investment Advisory firm - (1/30/2006 Approved)Louisiana
Registered Investment Advisory firm - (10/27/2006 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/7/2022)
IAR
Louisiana(10/11/2010)
IAR
Texas(10/30/2020)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
FL
FREEGULLIVER, LLC
FREE GULLIVER, LLC | FREEGULLIVER, LLC | FREEGULLIVER, L.L.C. | FREEGULLIVER
CRD#: 117040 / SEC#: 801-65870
RIA
Registered Investment Advisory firm - (1/30/2006 Approved)Louisiana
Registered Investment Advisory firm - (10/27/2006 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5500 Laurel Street, New Orleans, LA 70115
Mailing Address
Phone number
(504) 899-0300
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 767 |
| AUM (Assets Under Management) | $ 798,146,866 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/04/2025 | ||
| 09/19/2025 | ||
| 02/04/2025 | ||
| 01/16/2024 | ||
| 12/08/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
