Frank Friedler

FREEGULLIVER

SANTA ROSA BEACH, FL

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CRD#: 1487255

Professional summary

Frank Friedler III, who also goes by Tripp Friedler, is a registered financial advisor currently at FREEGULLIVER, LLC located in Santa Rosa Beach, Florida.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Frank has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tripp Friedler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Friedler III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 11, 2010 - Present

FREEGULLIVER, LLC

RIA

CRD#: 117040

SANTA ROSA BEACH, FL

Past

August 29, 2006 - August 4, 2010

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

NEW ORLEANS, LA

Past

December 7, 2000 - March 7, 2001

CLARK-BARDES SECURITIES, INC.

CRD#: 29094

DALLAS, TX

Past

November 24, 1999 - August 4, 2010

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

NEW ORLEANS, LA

Past

May 1, 1986 - November 29, 1999

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FREEGULLIVER, LLC

FREE GULLIVER, LLC | FREEGULLIVER, LLC | FREEGULLIVER, L.L.C. | FREEGULLIVER

CRD#: 117040 / SEC#: 801-65870

RIA

Registered Investment Advisory firm - (1/30/2006 Approved)

Louisiana

Registered Investment Advisory firm - (10/27/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/22/2025)

IAR

Colorado
(12/23/2025)

IAR

Florida
(4/7/2022)

IAR

Louisiana
(10/11/2010)

IAR

New York
(12/23/2025)

IAR

Texas
(10/30/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/15/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

Current Firm

FREEGULLIVER, LLC

FREE GULLIVER, LLC | FREEGULLIVER, LLC | FREEGULLIVER, L.L.C. | FREEGULLIVER

CRD#: 117040 / SEC#: 801-65870

RIA

Registered Investment Advisory firm - (1/30/2006 Approved)

Louisiana

Registered Investment Advisory firm - (10/27/2006 Terminated)

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Contact information

Main Address

5500 Laurel Street, New Orleans, LA 70115

Mailing Address

Phone number

(504) 899-0300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FGL, ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	767
AUM (Assets Under Management)	$ 798,146,866

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/04/2025	Cover Page	Report
09/19/2025	Cover Page	Report
02/04/2025	Cover Page	Report
01/16/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Frank Friedler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Friedler III's CRS (Customer Relationship Summary).

Certified licenses

Experience

FREEGULLIVER, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

CLARK-BARDES SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

WS GRIFFITH SECURITIES, INC.

Primary Firm SEC Registration

FREEGULLIVER, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/15/1995

Series 7

Date: 4/19/1986

Current Firm

FREEGULLIVER, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FREEGULLIVER, LLC

TRUST BUT VERIFY

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