Evan M. Wallach
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Evan Marc Wallach was a registered financial professional .
Evan is a previously registered financial professional and started their career in finance in 1986. Evan had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2009 - January 27, 2010
JEFFERIES HIGH YIELD TRADING, LLC
December 14, 2009 - June 4, 2012
JEFFERIES LLC
May 16, 2005 - November 12, 2009
GUGGENHEIM SECURITIES, LLC
May 1, 2002 - May 3, 2005
PIPER SANDLER & CO.
October 27, 2000 - December 14, 2001
PIPER SANDLER & CO.
October 31, 1991 - February 5, 1993
KENDALL PARTNERS SECURITIES, INC.
October 3, 1988 - March 14, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
April 23, 1986 - December 31, 1987
THE WINDMILL GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JEFFERIES HIGH YIELD TRADING, LLC
CRD#: 47363 / SEC#: , 8-51771
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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