David M. Voth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Maurice Voth, CFP® was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1986. David had worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2024 - January 29, 2025
MERCER GLOBAL ADVISORS INC.
April 3, 2023 - February 22, 2024
EMPOWER ADVISORY GROUP, LLC
March 10, 2020 - April 3, 2023
PERSONAL CAPITAL ADVISORS CORPORATION
July 21, 2016 - February 28, 2020
VANGUARD ADVISERS, INC.
July 21, 2016 - February 28, 2020
VANGUARD MARKETING CORPORATION
January 5, 2016 - April 7, 2016
LPL FINANCIAL LLC
January 5, 2016 - April 7, 2016
LPL FINANCIAL LLC
July 27, 2012 - November 2, 2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
December 1, 2010 - November 2, 2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
August 18, 2010 - November 29, 2010
THRIVENT INVESTMENT MANAGEMENT INC.
July 20, 2010 - November 29, 2010
THRIVENT INVESTMENT MANAGEMENT INC.
September 30, 1999 - January 13, 2003
VANGUARD MARKETING CORPORATION
May 14, 1999 - September 17, 1999
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 13, 1996 - June 2, 1997
SIGNAL SECURITIES, INC.
November 17, 1995 - March 20, 1996
FIDELITY BROKERAGE SERVICES LLC
April 24, 1995 - October 3, 1995
SIGNAL SECURITIES, INC.
March 6, 1992 - April 23, 1993
AVANTAX INVESTMENT SERVICES, INC.
March 15, 1990 - July 13, 1990
RAUSCHER PIERCE REFSNES, INC.
January 6, 1987 - March 19, 1988
FIDELITY BROKERAGE SERVICES LLC
July 10, 1986 - December 16, 1986
FIDELITY DISTRIBUTORS CORPORATION
Primary Firm SEC Registration
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERCER GLOBAL ADVISORS INC.
CRD#: 147363 / SEC#: 801-69271
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 99,044 |
| AUM (Assets Under Management) | $ 60,256,270,580 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/29/2025 | ||
| 07/31/2024 | ||
| 09/28/2023 | ||
| 12/07/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
