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Robert Kenny Hedrick Jr

CRD# 1487137·Registered 1986 - 2016
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Kenny Hedrick JR, who also goes by Ken Hedrick, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1986 - 2016. Robert had worked at 11 firms and has passed the Series 63, SIE, Series 52, Series 7 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ken Hedrick

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

FAIRBRIDGE CAPITAL MARKETS·CRD# 103818
BD
Newport Beach, CA
January 29, 2015 - August 15, 2016
FINACORP SECURITIES·CRD# 41569
BD
San Rafael, CA
January 5, 2010 - June 4, 2010
JESUP & LAMONT SECURITIES CORP·CRD# 39056
BD
San Francisco, CA
May 14, 2008 - August 4, 2009
AXIOM CAPITAL MANAGEMENT, INC.·CRD# 26580
BD
New York, NY
January 17, 2008 - April 14, 2008
ALTA CAPITAL GROUP, LLC·CRD# 136618
BD
San Francisco, CA
December 8, 2005 - December 14, 2007
BLAYLOCK & COMPANY, INC.·CRD# 35669
BD
San Francisco, CA
June 2, 2004 - December 5, 2005
JACKSON SECURITIES LLC·CRD# 19897
BD
Atlanta, GA
August 31, 1999 - January 21, 2004
EDUCATION SECURITIES, INC.·CRD# 38026
BD
Reston, VA
February 4, 1999 - August 17, 1999
ARTEMIS CAPITAL GROUP, INC.·CRD# 7819
BD
New York, NY
April 5, 1996 - January 11, 1999
RAUSCHER PIERCE REFSNES, INC.·CRD# 6663
BD
Dallas, TX
May 3, 1994 - December 31, 1995
JPMSI·CRD# 15733
BD
New York, NY
June 4, 1986 - April 13, 1994

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Current Firm

FC
FAIRBRIDGE CAPITAL MARKETS

CONSULTIVA SECURITIES, INC. | FAIRBRIDGE CAPITAL MARKETS

CRD#: 103818 / SEC#: 8-52351
BD
Cancelled by SEC on 12/07/2016

Contact Information

Established

Puerto Rico since 01/25/1999

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FAIRBRIDGE CAPITAL PARTNERSDIRECT OWNER155915
PRADO, EDUARDO JOSECCO2122323
PRADO, EDUARDO JOSEPRESIDENT / CEO, FINOP2122323

Disclosures

Regulatory Event

6

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Aug 2016About the SIE exam

Series 52 — Municipal Securities Representative Examination

Passed Mar 2015About the Series 52 exam

Series 7 — General Securities Representative Examination

Passed Jan 2015About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Apr 2015About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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