Michael B. Mclaughlin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Brian Mclaughlin was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2016 - February 17, 2023
DIMENSIONAL FUND ADVISORS LP
October 18, 2016 - February 17, 2023
DFA SECURITIES LLC
April 20, 2016 - September 29, 2016
KESTRA ADVISORY SERVICES, LLC
June 5, 2014 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
May 28, 2014 - September 26, 2016
KESTRA INVESTMENT SERVICES, LLC
February 2, 2009 - May 8, 2014
GERSTEIN FISHER
February 2, 2009 - May 8, 2014
GFA SECURITIES, LLC
August 21, 2006 - April 23, 2008
SEI INVESTMENTS MANAGEMENT CORP
August 3, 2006 - June 6, 2007
SEI INVESTMENTS DISTRIBUTION CO.
November 16, 2001 - December 1, 2004
SEI INVESTMENTS DISTRIBUTION CO.
May 21, 1986 - October 1, 2001
LORD ABBETT DISTRIBUTOR LLC
Primary Firm SEC Registration
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482 / SEC#: 801-16283
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DIMENSIONAL FUND ADVISORS LP
CRD#: 106482 / SEC#: 801-16283
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,611 |
| AUM (Assets Under Management) | $ 835,713,261,770 |
Red Flags
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