BS
Brian S. Sommers
HBKS WEALTH ADVISORS
Warrendale, PA 15086
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CRD#: 1487020
BS
Professional summary
Brian Scott Sommers is a registered financial advisor currently at HBKS WEALTH ADVISORS located in Warrendale, Pennsylvania and PARK SHORE PARTNERS LLC located in Warrendale, Pennsylvania.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Brian has worked at 8 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) HBK Fort Myers Realty, LLC. Investment Related. 6603 Summit Drive, Canfield, OH 44406. Rental Property. Principal/Owner. 03/2020. 0 Hrs/Mo. Passive. 2) HBK Erie Realty, LLC. Investment Related. 6603 Summit Drive, Canfield OH 44406. Rental Property. Owner. Start 3/2020. 0 hours per month. Passive Owner. 3) HBK Hermitage Realty, LLC. Investment Related. 6603 Summit Drive, Canfield OH 44406. Rental Property. Owner. Start 3/2020. 0 hours per month. Passive Owner. 4) HBK Meadville Realty, LLC. Investment Related. 6603 Summit Drive, Canfield OH 44406. Rental Property. Owner. Start 3/2020. 0 hours per month. Passive Owner. 5) HBK Financial Holdings. Not Investment Related. 6603 Summit Drive, Canfield OH 44406. Holding Company. Owner/Member. Start 9/2017. 0 hours per month. Passive Owner. 6) HBKS Wealth Advisors. Investment Related. 200 Pinewood Ln, Suite 204, Warrendale, PA 15086. RIA. Principal, Chief Investment Officer. 06/2014. 160 hrs per month/during trading hours. 7) Park Shore Partners. Investment Related. 3838 Tamiami Trail N, Suite 100, Naples, FL 34103. RIA. Principal, Chief Investment Officer. 06/2014. 160 hrs per month/during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Scott Sommers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 16, 2014 - Present
HBKS WEALTH ADVISORS
Office #1: 200 Pinewood Lane Suite 204, Warrendale, PA 15086RIA
CRD#: 112139
Warrendale, PA
Current
August 17, 2023 - Present
PARK SHORE PARTNERS LLC
Office #1: 200 Pinewood Ln Suite 204, Warrendale, PA 15086RIA
CRD#: 145265
Warrendale, PA
Past
December 9, 2013 - June 16, 2014
PARTNERVEST ADVISORY SERVICES LLC
RIA
CRD#: 113621
PITTSBURGH, PA
Past
August 9, 2012 - June 27, 2014
RAYLIANT ASSET MANAGEMENT, LLC
RIA
CRD#: 150978
PITTSBURGH, PA
Past
November 29, 2007 - July 23, 2012
MCKINLEY CARTER WEALTH SERVICES, INC.
RIA
CRD#: 135184
WHEELING, WV
Past
October 23, 2006 - December 21, 2007
VISTA INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 116068
PITTSBURGH, PA
Past
November 6, 2001 - December 31, 2004
GARRISON INSTITUTIONAL ASSET MANAGEMENT
RIA
CRD#: 106873
PITTSBURGH, PA
Past
September 11, 2000 - July 26, 2001
PARKER/HUNTER INCORPORATED
BD
CRD#: 7324
PITTSBURGH, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(6/16/2014)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
HW
HBKS WEALTH ADVISORS
HBK ADVISORY SERVICES LLC | PRESQUE ISLE CAPITAL MANAGEMENT | LEVEL 3 | HBKS WEALTH ADVISORS | HBK SORCE FINANCIAL LLC | HBK SORCE ADVISORY LLC
CRD#: 112139 / SEC#: 801-60424
RIA
Registered Investment Advisory firm - (7/19/2001 Approved)Ohio
Registered Investment Advisory firm - (11/28/2000 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/29/2001 Terminated)Wyoming
Registered Investment Advisory firm - (11/9/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2725 Colonial Ave, Erie, PA 16506
Mailing Address
Phone number
(814) 836-5776
Established
Firm type
Fiscal year end
# of Employees
109
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,190 |
| AUM (Assets Under Management) | $ 7,661,939,874 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 07/28/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
