Stuart J. Park

PARK, MILLER

Walnut Creek, CA 94596

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CRD#: 1486997

Professional summary

Stuart James Park is a registered financial advisor currently at PARK, MILLER, LLC located in Walnut Creek, California.

Stuart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Stuart has worked at 4 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE BROKERAGE WITH VARIOUS CARRIERS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart James Park's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2008 - Present

PARK, MILLER, LLC

Office #1: 2121 North California Blvd. Suite 290, Walnut Creek, CA 94596

RIA

CRD#: 146856

Walnut Creek, CA

Past

November 1, 2001 - April 6, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

June 1, 1998 - April 30, 2008

OSAIC FA, INC.

CRD#: 3978

SAN RAMON, CA

Past

December 19, 1997 - April 30, 2008

OSAIC FA, INC.

RIA

CRD#: 3978

SAN RAMON, CA

Past

May 21, 1986 - June 1, 1998

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARK, MILLER, LLC

COYOTE, LLC | PARK, MILLER, LLC

CRD#: 146856 / SEC#: 801-69027

RIA

Registered Investment Advisory firm - (4/18/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/28/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/21/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 5/17/1986

General Securities Representative Examination

Current Firm

PARK, MILLER, LLC

COYOTE, LLC | PARK, MILLER, LLC

CRD#: 146856 / SEC#: 801-69027

RIA

Registered Investment Advisory firm - (4/18/2008 Approved)

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Contact information

Main Address

2121 North California Blvd. Suite 290, Walnut Creek, CA 94596

Mailing Address

Phone number

(925) 974-3324

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	215
AUM (Assets Under Management)	$ 288,446,889

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stuart J. Park

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart James Park's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK, MILLER, LLC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

OSAIC FA, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

PARK, MILLER, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/21/2011

Series 7

Date: 5/17/1986

Current Firm

PARK, MILLER, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARK, MILLER, LLC

TRUST BUT VERIFY

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