Perry J. Rose

ALLIANCE WEALTH ADVISORS

Scranton, PA 18503

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CRD#: 1486978

Professional summary

Perry Joseph Rose, CFP® is a registered financial advisor currently at ALLIANCE WEALTH ADVISORS, LLC located in Scranton, Pennsylvania.

Perry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Perry has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Retirement Planning

Education Planning

Investment Planning

Employee and Employer Plan Ben...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Perry Joseph Rose's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

June 21, 2017 - Present

ALLIANCE WEALTH ADVISORS, LLC

Office #1: 538 Biden Street Suite 700, Scranton, PA 18503

RIA

CRD#: 288394

Scranton, PA

Past

June 9, 2017 - March 29, 2018

FSIC

CRD#: 37813

Scranton, PA

Past

April 27, 2009 - June 19, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SCRANTON, PA

Past

December 1, 2008 - June 19, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SCRANTON, PA

Past

April 2, 2007 - December 3, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

SCRANTON, PA

Past

April 2, 2007 - December 3, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

SCRANTON, PA

Past

March 1, 2007 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SCRANTON, PA

Past

April 25, 1986 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

SCRANTON, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLIANCE WEALTH ADVISORS, LLC

ALLIANCE CENTER FOR INVESTOR EDUCATION | THE ROSE HOLCOMB ROSS GROUP | ALLIANCE WEALTH ADVISORS, LLC

CRD#: 288394 / SEC#: 801-110512

RIA

Registered Investment Advisory firm - (6/6/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/21/2017)

IAR

Texas
(4/23/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/17/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/23/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/29/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/17/1991

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 2/3/1993

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

ALLIANCE WEALTH ADVISORS, LLC

ALLIANCE CENTER FOR INVESTOR EDUCATION | THE ROSE HOLCOMB ROSS GROUP | ALLIANCE WEALTH ADVISORS, LLC

CRD#: 288394 / SEC#: 801-110512

RIA

Registered Investment Advisory firm - (6/6/2017 Approved)

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Contact information

Main Address

538 Biden Street Suite 700, Scranton, PA 18503

Mailing Address

Phone number

(570) 961-1516

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALLIANCE WEALTH ADVISORS ADV BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	643
AUM (Assets Under Management)	$ 498,454,880

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Perry J. Rose

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Perry Joseph Rose's CRS (Customer Relationship Summary).

Certified licenses

Experience

FSIC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

ALLIANCE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/17/2007

Series 63

Date: 5/23/1986

SIE

Date: 3/29/2018

Series 3

Date: 6/17/1991

Series 7

Date: 4/19/1986

Series 8

Date: 2/3/1993

Current Firm

ALLIANCE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLIANCE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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